Charles Barney Rudnick

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
TX	RA	APPROVED_RES	2019-03-11

NY RA
APPROVED

Since 2021-06-14
TX RA
APPROVED_RES

Since 2019-03-11

Branch Locations

New York, NY • United States

320 Park Avenue Fl 14, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc	New York	NY	04/2012	09/2016
Raymond James & Associates, Inc.	New York	NY	09/2016	Present

04/2012 → 09/2016

Deutsche Bank Securities Inc

New York, NY
09/2016 → Present

Raymond James & Associates, Inc.

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-05-26

S63 Uniform Securities Agent State Law Examination

1983-05-26

Other Names

Chuck Rudnick