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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-02 |
Branch Locations
290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 10/1980 | 11/2018 |
| Royal Alliance Associates, Inc. | Livingston | NJ | 11/2018 | Present |
1. STEVEN V. ABBRUZZESE POSITION: agent NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 05/14/1973 ADDRESS: 290 W. Mt. Pleasant Avenue, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Solicitation, selling and processing of life, long term care, and disability income insurance, group life and health insurance. 2. ACORN FINANCIAL SERVICES POSITION: Sr. Vp for Sales & Development NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2000 ADDRESS: 290 W. Mt. Pleasant Avenue, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Supervision of sales force; conduct marketing campaigns;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-04-15 |
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