Harvey Barney Kadden

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-20
TX	RA	APPROVED_RES	2022-01-24
NY	RA	APPROVED	2021-06-16
NJ	RA	APPROVED	2011-10-25

FL RA
APPROVED

Since 2026-04-20
TX RA
APPROVED_RES

Since 2022-01-24
NY RA
APPROVED

Since 2021-06-16
NJ RA
APPROVED

Since 2011-10-25

Branch Locations

Miami Beach, FL • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	10/2011	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

10/2011 → Present

Morgan Stanley Smith Barney Llc

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

1996-07-03 → 2011-10-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

Other Businesses

BC 1706 LLC; Investment related Yes; Great Neck, NY; Real Estate; Sole Member (proprietor, partner, officer, director, employee, trustee, agent); Aug 2012; During business hours: 0; After business hours: 0 ZJDK LLC; Investment related Yes; 01/2015; Real Estate; Sole Member (proprietor, partner, officer, director, employee, trustee, agent); During business hours: 0; After business hours: 0 4. *404884 - Trust; Investment related Yes; Great Neck, NY; Dec 1990; During business hours: 1; After business hours: 1. 5. *404886 - Trust; Investment related Yes; Highland Beach, FL; Oct 2016; During business hours: 1; After business hours: 1. 6. *404882 - Trust; Investment related -Yes; Great Neck, New York; Trustee; 07/1993; During business hours: 1; After business hours: 0; 7. *404888 - Trust; Investment related -Yes; Great Neck, New York; Trustee; 07/1999; During business hours: 1; After business hours: 0; 8. *404890 - Trust; Investment related -Yes; Swan Lake, New York; Trustee; 07/1999; During business hours: 1; After business hours: 0; *472189 - Trust; Investment related -Yes; New York City, New York; Trustee/Co-Trustee; 01/2022; During business hours: 0; After business hours: 0; *463380- Trust; Investment related Yes; Great Neck, New York; Trust; Trustee/Co-Trustee ; 02/2022; During business hours: 0; After business hours: 0; Estate Administration *463375- Trust; Investment related Yes; Great Neck, New York; Trust; Trustee/Co-Trustee ; 02/2022; During business hours: 0; After business hours: 0; *463382 - Trust; Investment related Yes; Great Neck, New York; Trust; Trustee/Co-Trustee ; 02/2022; During business hours: 0; After business hours: 0;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-27
S63	Uniform Securities Agent State Law Examination	1983-04-05

S65 Uniform Investment Adviser Law Examination

2006-07-27
S63 Uniform Securities Agent State Law Examination

1983-04-05

View on SEC IAPD