David Samuel Thomas

Employer firm

Equitas Capital Advisors,LLC CRD 124471

$214M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → Present
  Equitas Capital Advisors, Llc
  New Orleans, LA
• 05/2003 → Present
  Equitas Partners
  New Orleans, LA
• 06/2006 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2002-09-20 → 2003-12-11
  Pan-American Investment Advisers, Inc.
  New Orleans, LA
• 1989-03-07 → 2002-09-09
  Prudential Equity Group, Llc
  New Orleans, LA

Other Businesses

1)EQUITAS CAPITAL ADVISORS LLC, INVESTMENT RELATED, 365 CANAL STREET, SUITE 3050 NEW ORLEANS LA 70130, RIA, CEO, SINCE 9/2002. 160 HOURS/MONTH ALL DURING TRADING HOURS, MANAGING PARTNER. 2) EQUITAS PARTNERS LLC, INVESTMENT RELATES, 365 CANAL STREET, SUITE 3050 NEW ORLEANS LA 70130, SINCE 5/2003, 80 HOURS/MONTH, MANAGING PARTNER.3) EQUITAS EVERGREEN FUND, LP; YES; 1377 MOTOR PARKWAY, STE. 406, ISLANDIA, NY 11749; HEDGE FUND OF FUNDS; MANAGING MEMBER OF THE GENERAL PARTNER; JUNE 2002; PORTFOLIO ADVISER, MEMBER OF THE INVESTMENT COMMITTEE FOR THE FUND, MARKET OFFERING TO NEW INVESTORS, AND CHIEF COMPLIANCE OFFICER.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-22
• S63 Uniform Securities Agent State Law Examination
  1980-11-24

Other Names

• Rocky Thomas