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Inactive

Shannon Lee Grant

Roehl & Yi Investment Advisors, LLC

Eugene, OR

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Current Employers
Roehl & Yi Investment Advisors, Llc

450 Country Club Road Suite 200, Eugene, OR 97401 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-02-21
  • OR RA
    APPROVED
    Since 2025-02-21

Branch Locations

450 Country Club Road Suite 200, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advised Assets Group Llc Greenwood Village CO 10/2006 04/2017
Roehl & Yi Investment Advisors, Llc Eugene OR 03/2021 05/2021
Unemployed Vancouver WA 05/2017 02/2021
Roehl & Yi Investment Advisors, Llc Eugene OR 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-11
S63 Uniform Securities Agent State Law Examination 1987-02-25
  • S65 Uniform Investment Adviser Law Examination
    2021-06-11
  • S63 Uniform Securities Agent State Law Examination
    1987-02-25

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
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