Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-11-28 |
Branch Locations
7007 College Blvd Ste 270, Overland Park, KS 66211 • United States
Leawood, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Overland Park | KS | 05/2014 | Present |
| Personal Financial Group | Overland Park | KS | 02/2016 | Present |
1. 2/3/2016: Personal Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/27/2016 - 200 Hours Per Month During Securities Trading. 2. 2/3/2016: Personal Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/27/2016 - 8 Hours Per Month During Securities Trading - IAR. 3. 10/4/2017 - No Business Name - Investment Related - Home Based - Other-Writing - Sitcom writer - Started 09/18/2017 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1981-12-10 |
Reach out to this advisor