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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2009-01-02
  • NH RA
    APPROVED
    Since 2009-01-02

Branch Locations

404 Kent Place, Newmarket, NH 03857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Newmarket NH 03/1998 Present
Raymond James Financial Services Advisors, Inc New Market NH 01/2009 Present
Green Capital Management, Llc Newmarket NH 12/2010 Present
Patagonia Properties, Llc Newmarket NH 02/2006 02/2017
  • 03/1998 → Present
    Raymond James Financial Services, Inc.
    Newmarket, NH
  • 01/2009 → Present
    New Market, NH
  • 12/2010 → Present
    Green Capital Management, Llc
    Newmarket, NH
  • 02/2006 → 02/2017
    Patagonia Properties, Llc
    Newmarket, NH
Other Businesses

(1)Name of Business: Green Capital Management Address: 404 Kent Pl, Newmarket, NH, 03857, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/03/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: dba (2)Name of Business: Patagonia Properties LLC Address: 29 Hillhaven Rd, Manchester, NH, 03104, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/17/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: paying bills by check for office location at 404 Kent PlNewmarket NH 03857

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-13
S63 Uniform Securities Agent State Law Examination 1981-05-04
  • S65 Uniform Investment Adviser Law Examination
    1993-05-13
  • S63 Uniform Securities Agent State Law Examination
    1981-05-04
Other Names
  • Jay Green
  • Howard H Green

View on SEC IAPD

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