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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Newmarket | NH | 03/1998 | Present |
| Raymond James Financial Services Advisors, Inc | New Market | NH | 01/2009 | Present |
| Green Capital Management, Llc | Newmarket | NH | 12/2010 | Present |
| Patagonia Properties, Llc | Newmarket | NH | 02/2006 | 02/2017 |
(1)Name of Business: Green Capital Management Address: 404 Kent Pl, Newmarket, NH, 03857, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/03/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: dba (2)Name of Business: Patagonia Properties LLC Address: 29 Hillhaven Rd, Manchester, NH, 03104, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/17/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: paying bills by check for office location at 404 Kent PlNewmarket NH 03857
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-04 |
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