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Frank Mackey Hughes

LPl Financial LLC

Baltimore, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-04-02
  • MD RA
    APPROVED
    Since 2026-04-02

Branch Locations

One Light Street, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc Baltimore MD 07/2013 Present
Mt Bank Baltimore MD 07/2013 Present
Lpl Financial Baltimore MD 01/2026 Present
  • 07/2013 → Present
    M&T Securities, Inc
    Baltimore, MD
  • 07/2013 → Present
    Mt Bank
    Baltimore, MD
  • 01/2026 → Present
    Lpl Financial
    Baltimore, MD
Previous Registrations
Other Businesses

1.01/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services- Inv Rel - At Reported Business Location (s) - Start Date 01/2011.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-02
S63 Uniform Securities Agent State Law Examination 1981-07-09
  • S65 Uniform Investment Adviser Law Examination
    2026-04-02
  • S63 Uniform Securities Agent State Law Examination
    1981-07-09
Other Names
  • Mackey Hughes

View on SEC IAPD

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