Frank Mackey Hughes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  M&T Securities, Inc
  Baltimore, MD
• 07/2013 → Present
  Mt Bank
  Baltimore, MD
• 01/2026 → Present
  Lpl Financial
  Baltimore, MD

Previous Registrations

• 2000-05-11 → 2006-03-06
  Deutsche Bank Securities Inc.
  Baltimore, MD

Other Businesses

1.01/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services- Inv Rel - At Reported Business Location (s) - Start Date 01/2011.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-04-02
• S63 Uniform Securities Agent State Law Examination
  1981-07-09

Other Names

• Mackey Hughes