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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-03-19 |
| TX | RA | APPROVED | 2018-03-14 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Basking Ridge, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Warren | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Warren | NJ | 11/2016 | 03/2018 |
| Rbc Capital Markets, Llc. | Florham Park | NJ | 03/2018 | Present |
| City National Bank | Florham Park | NJ | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-24 |
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