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Miguel Andres Pascual

Npa Asset Management, LLC

Fair Lawn, NJ

Hato Rey, PR

CRD 717189

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Employer firm

Npa Asset Management, LLC CRD 131534

$1.06B regulatory AUM 2,746 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • TACTICAL ASSET ALLOCATION

From the firm’s Form ADV. Read the guides:

Current Employers
Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2018-03-27
  • PR RA
    APPROVED
    Since 2018-03-27

Branch Locations

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

31 Calaf Street, Hato Rey, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp San Juan PR 03/2015 02/2018
Nationwide Planning Associates, Inc San Juan PR 02/2018 Present
  • 03/2015 → 02/2018
    San Juan, PR
  • 02/2018 → Present
    Nationwide Planning Associates, Inc
    San Juan, PR
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-23
  • S66 Uniform Combined State Law Examination
    2011-03-23
Other Names
  • Miguel Pascual Velez
  • Miguel Andres Pascual Velez

View on SEC IAPD

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