Chera Sue Gerstein

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-06-29

CT RA
APPROVED

Since 2023-06-29

Branch Locations

Hartford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Willis Towers Watson Northeast, Llc	Hartford	CT	06/1999	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

06/1999 → Present

Willis Towers Watson Northeast, Llc

Hartford, CT
09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2000-11-02 → 2013-09-03

Tower Square Securities, Inc.

Hartford, CT

Other Businesses

(1) NAME OF OTHER BUSINESS: WILLIS TOWERS WATSON PLC DBA WILLIS TOWERS WATSON NORTHEAST INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: SELLING DISABILITY, HEALTH, LIFE, LTC AND ANNUITIES ; START DATE: 01/2020 ; APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF TRADING HOURS PER WEEK: 20 ; POSITION/TITLE/RELATIONSHIP: DIRECTOR ; BRIEF DESCRIPTION OF DUTIES: NEW SALES AND SERVICING OF BUSINESS ; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: SALES BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, & LONG TERM CARE. (3) NAME OF OTHER BUSINESS: LA MAISON DE LION, LLC; INVESTMENT RELATED: NO; ADDRESS: 153 KENYON STREET, HARTFORD, CT 06105; NATURE OF BUSINESS: REAL ESTATE; START DATE: 10/06/2016; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: N/A; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR CASH FLOW REQUIREMENTS OF THE LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-17
S63	Uniform Securities Agent State Law Examination	1994-04-18

S65 Uniform Investment Adviser Law Examination

2000-01-17
S63 Uniform Securities Agent State Law Examination

1994-04-18

Other Names

Chera S Gerstein
Chera S Silverman
Chera Sue Silverman

View on SEC IAPD