A Lee Morris

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-03-08
NC	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2011-03-08
NC RA
APPROVED

Since 2009-06-01

Branch Locations

1000 Social St Suite 1250, Raleigh, NC 27609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Raleigh	NC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Raleigh, NC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2001-12-31 → 2009-06-01

Citigroup Global Markets Inc.

Raleigh, NC

Raleigh, NC

Other Businesses

1. *396303 - Denstar, LLC; Investment Related - Yes; Raleigh, NC; Real estate; Manager/Passive Investor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Jun 2012; During Business Hours: 0; After Business Hours: 0. 2. *394896 - Crest Partners, LLC; Investment Related - Yes; Raleigh, NC; Real estate; Manager/Passive Investor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Mar 2002; During Business Hours: 0; After Business Hours: 0. 3. *394885 - HMM Investments I, LLC; Investment Related - Yes; Raleigh, NC; Real estate; Manager/Passive Investor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Jun 1995; During Business Hours: 0; After Business Hours: 0. 4. *394892 - Berkshire Paartners, LLC; Investment Related - Yes; Raleigh, NC; Real estate; Manager/Passive Investor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Sep 2000; During Business Hours: 0; After Business Hours: 0. 5. *427283 - Old Chatham Golf Club; Investment related - No; Durham, North Carolina; Private Golf Club; Board Member, Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2011; During business hours: 0; After business hours: 5; Green Committee Chair

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-09-17
S63	Uniform Securities Agent State Law Examination	1980-10-02

S65 Uniform Investment Adviser Law Examination

1991-09-17
S63 Uniform Securities Agent State Law Examination

1980-10-02

Other Names

Lee Morris
Albert Leland Morris
Albert Leland Morris

View on SEC IAPD