Steve Smith

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1986 → Present
  Pension Services Corp.
  Pasadena, CA
• 01/2000 → Present
  Accurate Benfits
  Alta Loma, CA
• 06/2003 → Present
  Centaurus Financial, Inc.
  Orange, CA

Other Businesses

ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, SUITE B, INDIAN WELLS, CA 92210, PROVIDING INVESTMENT VEHICLES FOR TRUSTEES OF CLIENTS THAT PARTICIPATE IN THE TRUST, LICENSEE, SINCE 7/15/2016, DEVOTED TIME IS 1 HR PER MONTH, THROUGH A LICENSE AGREEMENT I WILL BE ABLE TO MARKET TO CENTER OF INFLUENCE THE DEFERRED SALES TRUST, WHICH IS A TRUST ESTABLISHED FOR THE PURPOSE OF DEFERRED SALES PAYMENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-09
• S63 Uniform Securities Agent State Law Examination
  1993-07-02

Other Names

• Stevie Smith