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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-12-10 |
| CA | RA | APPROVED | 2008-02-04 |
Branch Locations
355 Santana Row Suite 2050, San Jose, CA 95128 • United States
Morgan Hill, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Jose | CA | 02/2008 | Present |
1)THE USUAL SUSPECTS 2490 HOWELL LANE GILROY, CA 95020. SELF EMPLOYED MUSICIAN - BAND. 10HRS PER MONTH. START DATE 06/19/2008.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-17 |
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