Charles Raymond Houle

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 11/2018
  Signator Investors, Inc.
  Andover, MA
• 11/2018 → 06/2021
  Royal Alliance Associates, Inc.
  Andover, MA
• 06/2021 → Present
  Royal Alliance Associates, Inc.
  Leominster, MA

Previous Registrations

• 2021-06-16 → 2024-01-19
  Woodbury Financial Services, Inc.
  Oakdale, MN
• 2021-06-16 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
• 2021-06-16 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2018-11-02 → 2021-04-19
  Osaic Wealth, Inc.
  Andover, MA
• 2010-01-12 → 2018-11-02
  Signator Investors, Inc.
  Andover, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-31
• S63 Uniform Securities Agent State Law Examination
  2005-12-21