Dennis R Hammond

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 12/2018
  Sandpointe Investments Llc
  West Palm Beach, FL
• 01/2019 → 04/2019
  Sunpointe Investments
  St. Louis, MO
• 06/2011 → 09/2019
  Sandpointe Foundation
  West Palm Beach, FL
• 04/2019 → 03/2023
  Veriti Management Llc
  Boston, MA
• 03/2023 → Present
  First Trust Advisors L.P.
  Wheaton, IL
• 03/2023 → Present
  First Trust Portfolios L.P.
  Wheaton, IL

Previous Registrations

• 2019-05-09 → 2023-03-01
  First Trust Direct Indexing
  West Palm Beach, FL
  Boston, MA
  West Palm Beach, FL
• 2019-04-12 → 2019-05-13
  Sunpointe Investments
  West Palm Beach, FL
  St. Louis, MO
• 1995-10-31 → 2011-03-31
  Hammond Associates, D/B/A Mercer Investment Consulting
  St. Louis, MO

Other Businesses

1) Entwood Holdings LLC; investment-related; Boston, MA; A holding company which owns Veriti Management and a controlling interest in tru Independence LLC; Minority Owner; 08/2021; 0; 0. 2) Strenta Fund I, Ltd; investment-related; Family Office Investment Trust; Director; 04/2021; 2; 0; Serve as Director of the Fund. 3) Hammond Group LLC; investment-related; West Palm Beach, FL; Redirecting quarterly Strenta Director's fee into a corporate bank account; CEO; 06/2021; 0; 0. OTHER BUSINESS NAME: WORLD HARVEST MISSIONS. LOCATION: PALM BEACH, FL. NATURE OF BUSINESS: CHARITY. POSITION OR TITLE: BOARD MEMBER. RESPONSIBILITIES: PARTICIPATE IN BOARD MEETINGS MONTHLY. START DATE: JUN 29, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 1. OTHER BUSINESS NAME: THE FRANCESCO COLLABORATIVE. LOCATION: ONLINE. NATURE OF BUSINESS: CATHOLIC SOCIAL TEACHING. POSITION OR TITLE: MEMBER OF WORKSHOP. RESPONSIBILITIES: JOIN WORKSHOP MONTHLY. START DATE: APR, 10, 2024. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 3.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-05-05
• S65 Uniform Investment Adviser Law Examination
  2019-02-15

Other Names

• Dennis Ray Hammond