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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

2800 Post Oak Blvd Suite 3200, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Houston TX 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Houston, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Houston, TX
  • 2000-03-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Houston, TX
    Houston, TX
Other Businesses

1) OAK HOLLOW DEVELOPMENT COMPANY; ASST SECRETARY & DIRECTOR; FAMILY OWNED BUSINESS; HOUSTON, TX; 0 HOURS SPENT DURING AND AFTER BUSINESS; 10/2006** 2) LIMITED PARTNER; DJS LAND COMPANY LTD; FAMILY OWNED REAL ESTATE COMPANY; 0 HOURS SPENT DURING AND AFTER BUSINESS; 10/2006*** 3) LIMITED PARTNER WITH RWI PARTNERSHIP LTD; FAMILY OWNED COMPANY; HOUSTON, TX; 0 HOURS SPENT DURING AND AFTER BUSINESS; 10/2006*** 4) PASSIVE PARTNER WITH RFI PARTNERSHIP; FAMILY PARTNERSHIP; HOUSTON, TX; 0 HOURS SPENT DURING AND AFTER BUSINESS; 10/2006*** 5) RFG Mineral Company; Investment related Yes; Primarily collection of mineral royalties; (proprietor, partner, officer, director, employee, trustee, agent); Oct 1993; During business hours: 0; After business hours: 0 6) *42959 - Kiwanis Club; Investment related -No; Houston, Texas; Civic/Religious/Community; Officer, Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 2; After business hours: 1; Administrative 7) *667022 - RFG Management Comapny; Investment related: No; Houston, Texas; Oil/Energy; Manager (proprietor, partner, officer, director, employee, trustee, agent); 12/2017; During business hours: 1; After business hours: 0; Check Signing/Funds Disbursements

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-14
S63 Uniform Securities Agent State Law Examination 1987-07-01
  • S65 Uniform Investment Adviser Law Examination
    1994-09-14
  • S63 Uniform Securities Agent State Law Examination
    1987-07-01
Other Names
  • Risher Randall
  • Risher Randall Jr
  • Risher Randall
  • Risher Randall Jr
  • Risher Randall
  • Risher Randall Jr.

View on SEC IAPD

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