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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
2800 Post Oak Blvd Suite 3200, Houston, TX 77056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Houston | TX | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1) OAK HOLLOW DEVELOPMENT COMPANY; ASST SECRETARY & DIRECTOR; FAMILY OWNED BUSINESS; HOUSTON, TX; 0 HOURS SPENT DURING AND AFTER BUSINESS; 10/2006** 2) LIMITED PARTNER; DJS LAND COMPANY LTD; FAMILY OWNED REAL ESTATE COMPANY; 0 HOURS SPENT DURING AND AFTER BUSINESS; 10/2006*** 3) LIMITED PARTNER WITH RWI PARTNERSHIP LTD; FAMILY OWNED COMPANY; HOUSTON, TX; 0 HOURS SPENT DURING AND AFTER BUSINESS; 10/2006*** 4) PASSIVE PARTNER WITH RFI PARTNERSHIP; FAMILY PARTNERSHIP; HOUSTON, TX; 0 HOURS SPENT DURING AND AFTER BUSINESS; 10/2006*** 5) RFG Mineral Company; Investment related Yes; Primarily collection of mineral royalties; (proprietor, partner, officer, director, employee, trustee, agent); Oct 1993; During business hours: 0; After business hours: 0 6) *42959 - Kiwanis Club; Investment related -No; Houston, Texas; Civic/Religious/Community; Officer, Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 2; After business hours: 1; Administrative 7) *667022 - RFG Management Comapny; Investment related: No; Houston, Texas; Oil/Energy; Manager (proprietor, partner, officer, director, employee, trustee, agent); 12/2017; During business hours: 1; After business hours: 0; Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-01 |
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