Richard E Fister

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-02-21
MO	RA	APPROVED	2025-01-14
TX	RA	APPROVED	2025-01-14

SC RA
APPROVED

Since 2025-02-21
MO RA
APPROVED

Since 2025-01-14
TX RA
APPROVED

Since 2025-01-14

Branch Locations

Hilton Head Island, SC • United States

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	St. Louis	MO	09/2000	01/2025
Morgan Stanley Smith Barney Llc	Clayton	MO	01/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2025	Present

09/2000 → 01/2025

Ubs Financial Services Inc.

St. Louis, MO
01/2025 → Present

Morgan Stanley Smith Barney Llc

Clayton, MO
03/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2000-09-26 → 2025-01-23

Ubs Financial Services Inc.

Clayton, MO

St. Louis, MO

Hilton Head Island, SC

Other Businesses

*628382 - Mother of Good Counsel Home; Investment Related - No; St Louis, Missouri; Civic/Religious/Community, Elder Care; Board Member:Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 5; Business Development/Growth, Fundraising, Sales/Marketing.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-04
S63	Uniform Securities Agent State Law Examination	1980-10-31

S65 Uniform Investment Adviser Law Examination

1994-04-04
S63 Uniform Securities Agent State Law Examination

1980-10-31

Other Names

Richard Edward Fister
Jr Richard Fifter Jr.
Richard E Fister Jr.
Richard E Fister
Richard E Fister Jr.

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