Anthony Caffrey Browne

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 11/2009 → Present
  Bank Of America,Na
  Paramus, NJ

Other Businesses

I*2917 For profit or not for profit: For-Profit Organization Name of outside business organization: Anthony Browne Investment related: N Address of business: Scranton, Pennsylvania 19014 Nature of business: Rental Property Position, title, association: Owner, Start date of relationship: 11/1/2013 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*4639 For profit or not for profit: For-Profit Organization Name of outside business organization: Anthony Browne Investment related: N Address of business: East Dennis, Massachusetts 02641 Nature of business: Rental Property Position, title, association: Owner, Start date of relationship: 1/6/2017 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1923292 Entity Type, Name of OBA: LuLa Ridgewood LLC Address: RidgewoodNew Jersey07450 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01-Aug-2024 No Hours: 8 No Hours during trading: 2 Duties: I am an investor in a restaurant

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-10
• S63 Uniform Securities Agent State Law Examination
  1995-02-16

Other Names

• Anthony C Browne