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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-08-20 |
| NJ | RA | APPROVED | 2004-02-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 06/1998 | Present |
| Bank Of America,Na | Paramus | NJ | 11/2009 | Present |
I*2917 For profit or not for profit: For-Profit Organization Name of outside business organization: Anthony Browne Investment related: N Address of business: Scranton, Pennsylvania 19014 Nature of business: Rental Property Position, title, association: Owner, Start date of relationship: 11/1/2013 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*4639 For profit or not for profit: For-Profit Organization Name of outside business organization: Anthony Browne Investment related: N Address of business: East Dennis, Massachusetts 02641 Nature of business: Rental Property Position, title, association: Owner, Start date of relationship: 1/6/2017 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1923292 Entity Type, Name of OBA: LuLa Ridgewood LLC Address: RidgewoodNew Jersey07450 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01-Aug-2024 No Hours: 8 No Hours during trading: 2 Duties: I am an investor in a restaurant
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-16 |
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