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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 05/1980 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2005-12-06 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
    Louisville, KY
Other Businesses

1) HORSE RACING, NON-INVEST RELATED, MANAGER, 10 HRS/MONTH WITH 0 HRS/MONTH DURING TRADING HRS, DUTIES INCLUDE ACTIVE DIRECTING OF HORSE ACTIVITIES. 3) POA for relative, investment-related, 1 hr/month total and during trading hrs, duties include POA on accounts and distribute funds as needed. 4)Name and Address: BuckHill LLC 442 Lightfoot Rd Louisville KY 40207 Start Date: 5/2016 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Owner/Member. Used for tax and trademark filings Non Investment Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-09-24
  • S63 Uniform Securities Agent State Law Examination
    1980-09-24

View on SEC IAPD

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