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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Louisville | KY | 05/1980 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
1) HORSE RACING, NON-INVEST RELATED, MANAGER, 10 HRS/MONTH WITH 0 HRS/MONTH DURING TRADING HRS, DUTIES INCLUDE ACTIVE DIRECTING OF HORSE ACTIVITIES. 3) POA for relative, investment-related, 1 hr/month total and during trading hrs, duties include POA on accounts and distribute funds as needed. 4)Name and Address: BuckHill LLC 442 Lightfoot Rd Louisville KY 40207 Start Date: 5/2016 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Owner/Member. Used for tax and trademark filings Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-09-24 |
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