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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2015-05-12 |
| TX | RA | APPROVED | 2015-05-12 |
Branch Locations
135 N. Church Street Suite 130, Spartanburg, SC 29306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Spartanburg | SC | 05/2015 | Present |
1. Spartanburg Memorial Auditorium, Spartanburg, SC; Not Investment Related; Nature: Local municipal auditorium for entertainment and events in Spartanburg, SC; Position/Title: Chairman of the Board / Commission member; Duties: Set policy and review activities for the Spartanburg Memorial Auditorium; Devotes 1 hour/month; Start March 24, 2021; Not compensated. 2. Lucy Harper Grier Benevolent Foundation, Spartanburg, SC. Board Member (12/2025) - attend mtgs, review financial reports and administrative tasks. Not compensated, not investment related, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-08 |
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