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Current Employers
R.S. Petrell & Associates, Llc D/B/A Strategic Wealth Advisors

5784 Widewaters Parkway First Floor, Dewitt, NY 13214 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-27
NY RA APPROVED 2025-11-13
  • FL RA
    APPROVED
    Since 2026-02-27
  • NY RA
    APPROVED
    Since 2025-11-13

Branch Locations

5784 Widewaters Parkway First Floor, Dewitt, NY 13214 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rs Petrell & Associates Llc Dewitt NY 05/2007 Present
  • 05/2007 → Present
    Rs Petrell & Associates Llc
    Dewitt, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-30
S63 Uniform Securities Agent State Law Examination 1980-10-16
  • S65 Uniform Investment Adviser Law Examination
    2021-06-30
  • S63 Uniform Securities Agent State Law Examination
    1980-10-16
Other Names
  • Rick Petrell

View on SEC IAPD

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