Dan Charles Steiner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  Houston, TX

Previous Registrations

• 1989-03-31 → 2009-09-08
  Mutual Service Corporation
  Boston, MA
  Houston, TX
  Houston, TX

Other Businesses

1. 9/21/2010: NON-VARIABLE INSURANCE DBA - SOFER STEINER & ASSOCIATES, LLP - ENTITY FOR MARKETING PURPOSES FOR INDIVIDUAL FIXED INSURANCE AND GROUP EMPLOYEE BENEFITS. - 100% OF TIME SPENT. 2. 3/7/2012: DBA ONLY - SOFER STEINER & ASSOCIATES, L.L.P. 3. 09/16/2021 - SV Financial, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/30/2021 - 50 Hours Per Month/2 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-01-09