Joseph Alan Currier

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2005-06-08
TX	RA	APPROVED_RES	2005-02-16
CA	RA	APPROVED	2001-06-13

CO RA
APPROVED

Since 2005-06-08
TX RA
APPROVED_RES

Since 2005-02-16
CA RA
APPROVED

Since 2001-06-13

Branch Locations

405 3Rd Street, Crested Butte, CO 81224 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Solvang, CA • United States

Crested Butte, CO • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Denver	CO	06/2001	Present
Ubs Financial Services Inc.	Crested Butte	CO	06/2005	Present

06/2001 → Present

Ubs Financial Services Inc.

Denver, CO
06/2005 → Present

Ubs Financial Services Inc.

Crested Butte, CO

Other Businesses

CRESTED BUTTE LAND TRUST / PO BOX 2224 CRESTED BUTTE CO 81224 / OPEN SPACE LAND PRESERVATION / MEMBER OF BOARD OF DIRECTORS / TYPICAL NON PROFIT BOARD DUTIES / START DATE 10/06/2006- 08/03/2012.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-07
S63	Uniform Securities Agent State Law Examination	1980-09-25

S65 Uniform Investment Adviser Law Examination

1995-06-07
S63 Uniform Securities Agent State Law Examination

1980-09-25