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Current Employers
Capital Financial Group, Inc.

13986 Bowles Ave. Suite 200, Littleton, CO 80127 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 1999-01-01
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

Aurora, CO • United States

13986 Bowles Ave. Suite 200, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Financial Group Inc Littleton CO 06/1998 Present
Raymond James Financial Services, Inc. Greenwood Village CO 06/1998 09/2022
  • 06/1998 → Present
    Littleton, CO
  • 06/1998 → 09/2022
    Raymond James Financial Services, Inc.
    Greenwood Village, CO
Other Businesses

Amel Guigli is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment advisor. CFG always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of CFG in connection with such individual's activities outside of CFG. Amel Guigli currently offers non-variable insurance products through One Insurance Solutions for RIAs by Producer's Choice Network. Producer's Choice Network is an Independent Marketing Organization and provides licensing and servicing to investment advisor representatives. One Insurance Solutions for RIAs by Producer's Choice Network provides annuity, long-term care and life insurance products through various insurance carriers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1986-03-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1986-03-19
Designations
Other Names
  • A John Guigli

View on SEC IAPD

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