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Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-06-22
TN RA APPROVED 2024-09-04
  • AL RA
    APPROVED
    Since 2026-06-22
  • TN RA
    APPROVED
    Since 2024-09-04

Branch Locations

232 Heritage Park Drive Suite 102, Murfreesboro, TN 37129 • United States

101 West Lincoln Street, Tullahoma, TN 37388 • United States

600 Boulevard South Sw Suite 307, Huntsville, AL 35802 • United States

3322 West End Avenue Suite 307, Nashville, TN 37203 • United States

736 Georgia Avenue Suite 505, Chattanooga, TN 37402 • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asay Investments, Llc Taylorsville UT 08/2015 01/2019
Scottrade, Inc. Chattanooga TN 07/2017 02/2018
Td Ameritrade, Inc. Chattanooga TN 02/2018 07/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 07/2019
Lincoln Investment Fort Washington PA 07/2019 03/2020
Raymond James & Associates, Inc Chattanooga TN 03/2020 08/2024
Retirement Income Solutions, Llc Chattanooga TN 08/2024 Present
Sound Income Strategies, Llc Fort Lauderdale FL 09/2024 Present
Sound Income Wealth, Llc Fort Lauderdale FL 07/2026 Present
  • 08/2015 → 01/2019
    Asay Investments, Llc
    Taylorsville, UT
  • 07/2017 → 02/2018
    Scottrade, Inc.
    Chattanooga, TN
  • 02/2018 → 07/2019
    Td Ameritrade, Inc.
    Chattanooga, TN
  • 02/2018 → 07/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 07/2019 → 03/2020
    Fort Washington, PA
  • 03/2020 → 08/2024
    Chattanooga, TN
  • 08/2024 → Present
    Retirement Income Solutions, Llc
    Chattanooga, TN
  • 09/2024 → Present
    Fort Lauderdale, FL
  • 07/2026 → Present
    Sound Income Wealth, Llc
    Fort Lauderdale, FL
Previous Registrations
  • 2020-03-04 → 2024-08-23
    Chattanooga, TN
  • 2019-07-22 → 2020-03-02
    Independence, OH
    Ooltewah, TN
    Palm Beach Gardens, FL
    Ooltewah, TN
  • 2019-07-23 → 2020-03-02
    Fort Washington, PA
    Ooltewah, TN
  • 2018-03-05 → 2019-07-22
    Td Ameritrade, Inc.
    Chattanooga, TN
  • 2018-02-26 → 2019-07-22
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Chattanooga, TN
  • 2017-07-27 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2011-11-18 → 2015-08-21
    Campbell, CA
Other Businesses

1. Retirement Income Solutions, LLC-Fixed Insurance Sales-08/2024 - present-Investment related-Sales of fixed annuities, fixed insurance, and life insurance-736 Georgia Avenue, Suite 505, Chattanooga, TN 37402. This will encompass approximately 50% of business hours. 2. Retirement Income Solutions, LLC-Client Acquisition Advisor-08/2024 - present-Investment Related-Recruiting new clients for investment advisory services and fixed insurance sales.-736 Georgia Avenue, Suite 505, Chattanooga, TN 37402. This will encompass approximately 50% of business hours. 3. Retirement Income Source, LLC DBA - 08/2024 - present - Investment Related - 736 Georgia Avenue, Suite 505, Chattanooga, TN 37402. The Retirement Income Source is used to market to prospective clients for Investment Advisory and Fixed Insurance services. This will encompass approximately 0% of business hours. 4. Self Employed Landlord - 02/2022 - Present - not investment related - 6405 Brittany Lane, Ooltewah, TN 37363. Property owner which he maintains and rents to tenants. This will encompass approximately 0% of business hours. 5. Sound Income Strategies, LLC - Investment Advisor Representative - 08/2024 - present - Investment Related - 500 W. Cypress Creek Rd. Ste. 290, Fort Lauderdale, FL 33309. Provide personalized investment advice, manage portfolios. This will encompass approximately 50% of business hours and is done simultaneous with my Client Acquisition Advisor work.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-17
S63 Uniform Securities Agent State Law Examination 2007-03-02
  • S66 Uniform Combined State Law Examination
    2011-11-17
  • S63 Uniform Securities Agent State Law Examination
    2007-03-02
Designations
Other Names
  • Tyson J Asay

View on SEC IAPD

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