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Robert Dan Hogue

Oppenheimer & Co. Inc.

Dallas, TX

Heath, TX

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-03-10
  • TX RA
    APPROVED
    Since 2009-03-10

Branch Locations

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

Heath, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Dallas TX 03/2009 Present
Previous Registrations
  • 2007-11-01 → 2009-03-11
    Stanford Group Company
    Dallas, TX
  • 2005-12-02 → 2007-11-01
    Bny Investment Center Inc.
    Dallas, TX
    Houston, TX
    Dallas, TX
    Dallas, TX
    Houston, TX
  • 2004-01-21 → 2005-12-13
    Pershing Llc
    Dallas, TX
    Houston, TX
  • 1996-07-17 → 2005-12-13
    Lockwood Financial Services, Inc.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-12
S63 Uniform Securities Agent State Law Examination 1982-03-06
  • S65 Uniform Investment Adviser Law Examination
    1992-10-12
  • S63 Uniform Securities Agent State Law Examination
    1982-03-06
Other Names
  • Bob Hogue

View on SEC IAPD

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