Carol Marr Vreeland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-05-01

OR RA
APPROVED

Since 2024-05-01

Branch Locations

1020 Sw Taylor St Ste 770, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Crown Capital Securities, Lp	Orange	CA	12/1999	05/2024
Lpl Financial Llc	Portland	OR	05/2024	Present

12/1999 → 05/2024

Crown Capital Securities, Lp

Orange, CA
05/2024 → Present

Lpl Financial Llc

Portland, OR

Previous Registrations

2019-04-26 → 2024-05-01

Crown Capital Securities, L.P.

Portland, OR

Orange, CA

Other Businesses

(1) 05/01/2024 - WOMEN IN NETWORKING - For Profit broad Member of Women's Networking group - Treasurer/ membership chair - Not Investment Related - Zoom Meetings - Start Date 1/1/2019 - 4 Hours Per Month/ During Trading (2) 05/01/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/01/1984 - 4 Hours Per Month/1 Hour During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-26
S63	Uniform Securities Agent State Law Examination	1986-01-14

S65 Uniform Investment Adviser Law Examination

1997-11-26
S63 Uniform Securities Agent State Law Examination

1986-01-14

Designations

Certified Financial Planner

Other Names

Carol Marr Gee

View on SEC IAPD