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44651 Village Court Suite 136, Palm Desert, CA 92260-3824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-02-26 |
Branch Locations
44651 Village Court Suite 136, Palm Desert, CA 92260-3824 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 12/1994 | 09/2022 |
| Marsha Lee And Company Inc. | Palm Desert | CA | 04/1994 | Present |
| Cetera Advisors Llc | Palm Desert | CA | 09/2022 | Present |
1.) FINRA ARBITRATOR; ARBITRATION; START DATE:3/1/2008. 2.) MARSHA LEE & CO., INC.; CCO; RIA; START DATE 04/16/2005; 20 HOURS PER MONTH. 3.) BRIAN HEUBLEIN; OWNER; REAL ESTATE PROPERTY; START DATE 12/31/2014; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-10 |
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