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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-27 |
| KS | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
10955 Lowell Ave Ste 920, Overland Park, KS 66210 • United States
Bradenton,, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Network, Inc. | Overland Park | KS | 11/1999 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. FIXED INSURACE, LIFE/DISABILITY/ANNUITIES LONG-TERM CARE 2. PROSPERITY WEALTH MANAGEMENT LLC (DBA NAME), FINANCIAL SERVICES, 10955 DOWELL #1007, 1/3 OWNER, START 05/1999, 40HR/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-28 |
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