Garland Richard Homes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1980 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilson, NC
• 12/2009 → Present
  Bank Of America, Na
  Wilson, NC

Other Businesses

I*119234 For profit or not for profit: Non-Profit Organization Name of outside business organization: Episcopal Diocese of North Carolina Investment related: N Address of business: Raleigh, North Carolina 27601 Position, title, association: Advisory Board Member Start date of relationship: 1/1/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: The Episcopal Diocese of NC is a religious organization that oversees the Episcopal churches of NC. The Council is responsible for assisting the bishops with administrative duties. I will serve on this council.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-12
• S63 Uniform Securities Agent State Law Examination
  1982-02-05