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Nicholas Cowles Cochran

American Investors Company

San Ramon, CA

CRD 713570

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Employer firm

American Investors Company CRD 38

$631M regulatory AUM 18 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
American Investors Company

12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Investors Company San Ramon CA 04/1992 Present
Nicholas C. Cochran San Ramon CA 04/1990 Present
Nicholas C. Cochran San Jose CA 01/2006 Present
  • 04/1992 → Present
    San Ramon, CA
  • 04/1990 → Present
    Nicholas C. Cochran
    San Ramon, CA
  • 01/2006 → Present
    Nicholas C. Cochran
    San Jose, CA
Other Businesses

1)NICHOLAS C. COCHRAN; NOT INVESTMENT-RELATED; 2682 BISHOP DR. STE. 123, SAN RAMON, CA 94583; START DATE 4/1990; ZERO HOURS DEVOTED TO THIS BUSINESS; ZERO HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; AT THE PRESENT TIME I AM NOT ACTIVELY SELLING LIFE, ACCIDENT OR HEALTH INSURANCE. 2) NICHOLAS C. COCHRAN; NOT INVESTMENT-RELATED; 1772 KIRKMONT DR, SAN JOSE, CA 95124; EXPERT WITNESS; OWNER; START DATE 1/2006; APPROX. 10-20 HOURS/MONTH DEVOTED TO THIS BUSINESS; ZERO HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; EXPERT OPINION & TESTIMONY IN ARBITRATION MATTERS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-02-07
  • S63 Uniform Securities Agent State Law Examination
    1989-02-07
Other Names
  • Nick Cochran

View on SEC IAPD

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