Lon Edward Burford

Current Employers

Employment History

• 11/1989 → 01/2021
  Royal Alliance Associates, Inc.
  Sacramento, CA
• 04/1990 → 01/2021
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Inc
  Sacramento, CA
• 04/2012 → 01/2021
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 01/2021 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 01/2021 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2007-12-07 → 2021-03-31
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 2012-09-24 → 2017-06-20
  Osaic Wealth, Inc.
  Sacramento, CA
  Sacramento, CA

Other Businesses

1. CHRISTIAN BROTHERS HIGH SCHOOL INVESTMENT COMMITTEE, NON INVESTMENT RELATED, 4315 MARTIN LUTHER KING JR. BLVD, SACRAMENTO, CA, MEMBER OF SCHOOL'S INVESTMENT COMMITTEE, STARTED 2005, 2-3 HOURS PER YEAR, 0 HOURS DURING STH, ASSIST ADMINISTRATION IN THE EVALUATION OF THE MONEY MANAGER THEY HAVE HIRED TO INVEST THE INSTITUTION'S MONEY. 2. ROMAN CATHOLIC DIOCESE FINANCE COUNCIL, NON INVESTMENT RELATED, 2110 BROADWAY, SACRAMENTO, CA, NON-PROFIT, BOARD MEMBER, STARTED 10/2006, 2 HOURS PER MONTH, 0 HOURS DURING STH,ASSIST THE BISHOP AND DIOCESAN STAFF WITH GENERAL DECISION MAKING REGARDING THE BUSINESS AFFAIRS OF THE DIOCESE. 3. ROMAN CATHOLIC DIOCESE OF SACRAMENTO, NON INVESTMENT RELATED, 2110 BROADWAY SACRAMENTO, CA, NON-PROFIT, BOARD MEMBER, STARTED 8-10YEARS AGO, 3 HOURS PER QTR, 1 HOUR PER QTR DURING STH, INVESTMENT COMMITTEE MEMBER OF THE CATHOLIC FOUNDATION. ASSIST THE STAFF OF THE DIOCESE IN THE HIRING AND MONITORING OF INVESTMENT MANAGERS. I HAVE NO LEGAL AUTHORITY OVER ANY ASSETS AND MY INPUT IS SIMPLY CONSIDERED BY STAFF. THERE ARE GENERALLY 5 - 10 MEMBERS OF THE COMMITTEE.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-01-07

Designations

Other Names

• Lon Edward Buford