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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-13 |
| PA | RA | APPROVED | 2021-01-06 |
| TX | RA | APPROVED_RES | 2014-10-10 |
Branch Locations
395 N. Service Road Suite 411, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Melville | NY | 10/2014 | Present |
Circle of Influence, Center Point, NY; Network meetings with Professionals of different industries. Membership Committee: duties are to interview new applicants. Not compensated, 1 hr./month, not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-06 |
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