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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-10-20 |
| TX | RA | APPROVED | 2018-10-20 |
Branch Locations
6000 Grand Ave., Suite V, Des Moines, IA 50312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Martin Capital Management, Llc | Des Moines | IA | 02/2007 | Present |
| Broker Dealer Financial Services Inc. | West Des Moines | IA | 08/2016 | Present |
| Cambridge Investment Research, Inc. | Des Moines | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. MARTIN CAPITAL MANAGEMENT LLC, 6000 Grand Ave, Suite 4, Des Moines, IA 50322, United States, 01/01/2007, Owner, DBA Name Only, NIR, 120 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-23 |
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