Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-10-20
TX RA APPROVED 2018-10-20
  • IA RA
    APPROVED
    Since 2018-10-20
  • TX RA
    APPROVED
    Since 2018-10-20

Branch Locations

Urbandale, IA • United States

6000 Grand Ave., Suite V, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Martin Capital Management, Llc Des Moines IA 02/2007 Present
Broker Dealer Financial Services Inc. West Des Moines IA 08/2016 Present
Cambridge Investment Research, Inc. Des Moines IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
  • 02/2007 → Present
    Martin Capital Management, Llc
    Des Moines, IA
  • 08/2016 → Present
    Broker Dealer Financial Services Inc.
    West Des Moines, IA
  • 10/2018 → Present
    Cambridge Investment Research, Inc.
    Des Moines, IA
  • 10/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2016-08-09 → 2018-10-20
    Investment Advisors Corp
    Des Moines, IA
  • 2007-02-02 → 2016-08-10
    Vsr Financial Services, Inc.
    Overland Park, KS
    Des Moines, IA
    Dripping Springs, TX
    Overland Park, KS
  • 2003-05-08 → 2007-02-08
    Securian Financial Services, Inc.
    West Des Moines, IA
    West Des Moines, IA
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. MARTIN CAPITAL MANAGEMENT LLC, 6000 Grand Ave, Suite 4, Des Moines, IA 50322, United States, 01/01/2007, Owner, DBA Name Only, NIR, 120 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-05
S63 Uniform Securities Agent State Law Examination 1980-05-23
  • S66 Uniform Combined State Law Examination
    2003-05-05
  • S63 Uniform Securities Agent State Law Examination
    1980-05-23

View on SEC IAPD

More in Urbandale, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor