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Gavin Thomas Stringer

LPl Financial LLC

Timonium, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-11-01
  • MD RA
    APPROVED
    Since 2019-11-01

Branch Locations

201 W Padonia Rd Ste 202, Timonium, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hunt Valley MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hunt Valley MD 11/2016 11/2019
Lpl Financial Llc Timonium MD 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-01-09
  • S63 Uniform Securities Agent State Law Examination
    1981-01-09

View on SEC IAPD

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