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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-05-29 |
| TX | RA | APPROVED_RES | 2026-05-29 |
Branch Locations
31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank, N.A. | Beachwood | OH | 10/2010 | 05/2026 |
| J.P. Morgan Securities Llc | Beachwood | OH | 10/2008 | 05/2026 |
| Morgan Stanley Smith Barney Llc | Pepper-Pike | OH | 05/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-27 |
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