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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-08 |
| MD | RA | APPROVED | 2024-06-24 |
| NJ | RA | APPROVED | 2024-03-18 |
| DC | RA | APPROVED | 2003-07-01 |
Branch Locations
1700 K St Nw Ste 875, Washington, DC 20006 • United States
Manasquan, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Washington | DC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | Present |
BEACH RENTAL PROPERTY; INV RELATED; MANASQUAN, NJ; 100% OWNERSHIP WITH SPOUSE; START 6/2016; 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING. TRUSTEE FOR BROTHER-IN-LAW'S TRUST; INV. RELATED; VIENNA, VA; START 10/2015; LESS THAN 1 HR PER MONTH. CATHOLIC CHARITIES WASHINGTON DC FINANCIAL STABILITY MENTOR, NOT INVT RELATED, WASHINGTON DC, MENTOR, START 7/12/2022, 6 HRS PER MONTH, 6 HRS DURING TRADING, ATTENDING MEETINGS TO MENTOR FAMILIES IN BUDGETING, PERSONAL FINANCE MANAGEMENT AND RETIREMENT. CATHOLIC CHARITIES WASHINGTON DC FINANCIAL STABILITY MENTOR, NOT INV RELATED, WASHINGTON DC, INSTRUCTOR, START 10/25/2022, 3 HOURS PER MONTH, 2 HOURS DURING TRADING, TEACHING FDIC MONEY SMART EDUCATION MODULES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-17 |
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