Best Investors Account Sign in

Nicole R Becker

Captrust

Colorado Springs, CO

CRD 5176073

Claim This Profile
Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-10-20
  • CO RA
    APPROVED
    Since 2022-10-20

Branch Locations

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Investment Services, Inc. Colorado Springs CO 06/2006 09/2022
Capfinancial Partners Llc (Captrust) Raleigh NC 09/2022 Present
Capfinancial Securities Llc Raleigh NC 09/2022 Present
  • 06/2006 → 09/2022
    T Rowe Price Investment Services, Inc.
    Colorado Springs, CO
  • 09/2022 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 09/2022 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-16
S63 Uniform Securities Agent State Law Examination 2007-12-06
  • S66 Uniform Combined State Law Examination
    2015-09-16
  • S63 Uniform Securities Agent State Law Examination
    2007-12-06
Other Names
  • Nicole R Eddy

View on SEC IAPD

More in Colorado Springs, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor