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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2016-08-29 |
| TX | RA | APPROVED_RES | 2016-08-29 |
Branch Locations
2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tulsa | OK | 08/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2016 | Present |
SIERRA ROMEO PLANES LLC, NOT INVESTMENT RELATED, TULSA OK, CO OWNER OF SMALL AIRPLANE; 04/2013; DURING BUSINESS HOURS 0, AFTER BUSINESS HOURS 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-12 |
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