Brooke Richard Wentner

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → Present
  Teachers Retirement Services
  Danville, CA
• 03/2010 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2007-04-19 → 2010-04-01
  Planmember Securities Corporation
  Danville, CA
  Carpinteria, CA
  Danville, CA
• 2003-10-15 → 2007-04-20
  Centaurus Financial, Inc.
  Danville, CA
  Anaheim, CA
  Danville, CA
  Orange, CA

Other Businesses

WENTNER FINANCIAL/TEACHERS RETIREMENT SERVICES, INC.; 2859 Cemetery Rd, Pottsboro TX 75076; INSURANCE AGENT; START 9/2009; 160HRS/MO; 8HRS/MO DURING TRADING; $300K/YR; IR INSURANCE, ANNUITIES & LTC POSITION: AGENT NATURE: INSURANCE, FIXED AND INDEXED ANNUITY SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 80 INVESTMENT RELATED HOURS: 4 START DATE: 06/06/1980 ADDRESS: 2859 Cemetery Rd, Pottsboro TX 75076 DESCRIPTION: AS PART OF MY CLIENTS OVERALL PORTFOLIOS, THEY HAVE SIGNIFICANT ASSETS IN FIXED AND INDEXED ANNUITIES. I ALSO MARKET LTC & LIFE INSURANCE ASPART OF THEIR OVERALL PLAN TRAVEL AGENT POSITION: TRAVEL AGENT NATURE: TRAVEL AGENT- POTENTIALLY BOOK TRAVEL FOR INDIVIDUALS INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2015 ADDRESS: 2859 Cemetery Rd, Pottsboro TX 75076 DESCRIPTION: HAVE THE OPTION TO BOOK TRAVEL FOR INDIVIDUALS FOR A COMMISSION. RENTAL PROPERTY POSITION: owner NATURE: landlord/owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1992 ADDRESS: 2859 Cemetery Rd, Pottsboro TX 75076 DESCRIPTION: Provide feedback to renters regarding their current needs and questions. Refer my handyman to them when repairs are required

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-03-04