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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-01-05
DE RA APPROVED 2015-01-02
PA RA APPROVED 2015-01-02
  • NJ RA
    APPROVED
    Since 2015-01-05
  • DE RA
    APPROVED
    Since 2015-01-02
  • PA RA
    APPROVED
    Since 2015-01-02

Branch Locations

2751 Centerville Road Suite 301, Wilmington, DE 19808 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lyons Insurance Agency, Inc. Wilmington DE 06/1995 Present
Kovack Securities Inc. Sunderland MD 10/2014 Present
Kovack Advisors, Inc. Fort Lauderdale FL 01/2015 Present
  • 06/1995 → Present
    Lyons Insurance Agency, Inc.
    Wilmington, DE
  • 10/2014 → Present
    Kovack Securities Inc.
    Sunderland, MD
  • 01/2015 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2012-05-21 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Wilmington, DE
Other Businesses

1) HOPE IN A BOTTLE, 1199 KILLARNY LANE, WEST CHESTER PA 19382, HEALTH WELLNESS. 2) VANDERWAAL GROUP, INC. WILMINGTON DE, INVESTMENT RELATED. FINANCIAL SERVICES, EMPLOYEE BENEFITS AND INSURANCE. APPROXIMATELY 80-100 HOURS MONTHLY SPENT IN COMMISSION OF THIS ACTIVITY AND 3-4 HOURS DAILY DURING TRADING HOURS. 3) FIXED INSURANCE SALES - 2751 CENTERVILLE ROAD, SUITE 301, WILMINGTON, DE 19808; FIXED INSURANCE AGENCY; NON INVESTMENT RELATED; PRESIDENT; SALES AND ADMINISTRATION; 75% OF TIME SPENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1979-10-15
  • S63 Uniform Securities Agent State Law Examination
    1979-10-15
Designations
Other Names
  • Vandy Vanderwaal

View on SEC IAPD

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