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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-20
UT RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2018-12-20
  • UT RA
    APPROVED
    Since 2009-01-02

Branch Locations

13907 S Minuteman Dr Suite 200, Draper, UT 84020 • United States

Alpine, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors, Inc Draper UT 01/2009 Present
Other Businesses

(1)Name of Business: Johnson Investment Advisory Services, LC Address: 13907 S Minuteman Drive, Suite 200, Draper, UT, 84020, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/19/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: LC account for my bank (2)Name of Business: Rose Park Elementary Address: 13907 S Minuteman Dr Ste 200, Draper, UT, 84020-9870, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 11/17/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Collecting money for a Christmas charity project for Rose Park Elementary, SLC, Utah. Will be providing gift cards for underprivileged families.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-04
S63 Uniform Securities Agent State Law Examination 1981-06-24
  • S65 Uniform Investment Adviser Law Examination
    1993-05-04
  • S63 Uniform Securities Agent State Law Examination
    1981-06-24

View on SEC IAPD

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