John Phillip Siciliano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 09/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2014 → 09/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2024 → Present
  Lpl Financial
  Campbell Hall, NY

Previous Registrations

• 2014-12-11 → 2024-10-03
  Cambridge Investment Research Advisors, Inc.
  Campbell Hall, NY
• 2005-02-18 → 2014-12-12
  Invest Financial Corporation
  Chester, NY
  Nanuet, NY

Other Businesses

1- 09/2024 / Strategic Allocation Concepts / DBA for LPL Business (entity for LPL business) / Investment Related / 130 hrs mth / 6.5 hrs during trading / At reported business location(s) 2- 09/30/2024 - Strategic Allocation Concepts - Act in a Fiduciary Capacity - Executor - Investment Related - At Reported Business Location(s) - Start Date 02/04/2022 - 130 Hours Per Month/ 6.5 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-02-08
• S63 Uniform Securities Agent State Law Examination
  1991-07-17

Other Names

• John Phillip Siciliano
• John Phillip Siciliano