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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
NH RA APPROVED 1998-02-02
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • NH RA
    APPROVED
    Since 1998-02-02

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashua NH 03/1980 Present
Bank Of America, Na Manchester NH 11/2009 Present
Other Businesses

I*3800266 Entity Type: For Profit Name of OBA: Vitamin Enriched Films Address: New York, New York, 10001 Investment Related: No Position, Title, Association: Actor Employee Start Date: 02/27/2026 Number of Hours: 48, Yearly Number of Hours during trading: 0 Duties: Possibly cast to do a commercial regarding golf, father + son golf with my son, speaking about our relationship

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-09
S63 Uniform Securities Agent State Law Examination 1980-07-02
  • S65 Uniform Investment Adviser Law Examination
    1993-12-09
  • S63 Uniform Securities Agent State Law Examination
    1980-07-02

View on SEC IAPD

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