Mitchell Alan Bellak

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-04-03
FL	RA	APPROVED	2011-08-02

TX RA
APPROVED_RES

Since 2012-04-03
FL RA
APPROVED

Since 2011-08-02

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Palm Beach Gardens, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Palm Beach Gardens	FL	07/2011	Present

07/2011 → Present

Ubs Financial Services Inc

Palm Beach Gardens, FL

Previous Registrations

2009-10-23 → 2011-08-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jupiter, FL

Jupiter, FL

Jupiter, FL

Palm Beach, FL
1998-04-01 → 2009-10-23

Banc Of America Investment Services, Inc.

Jupiter, FL

Jupiter, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-18
S63	Uniform Securities Agent State Law Examination	1985-06-14

S65 Uniform Investment Adviser Law Examination

2002-01-18
S63 Uniform Securities Agent State Law Examination

1985-06-14