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Daniel Ray Valenzuela

LPl Financial LLC

Arvada, CO

Boulder, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-12
CO RA APPROVED 2021-07-21
SD RA APPROVED 2021-07-21
WA RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-11-12
  • CO RA
    APPROVED
    Since 2021-07-21
  • SD RA
    APPROVED
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

Arvada, CO • United States

1200 28Th St, Ste 200, Boulder, CO 80303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Boulder CO 04/1997 Present
Various Insurance Carriers For W&R Insurance Agencies, Inc. Arvada CO 04/1997 Present
Valenzuela Consulting, Inc. Boulder CO 01/2007 Present
Lpl Financial Llc Boulder CO 07/2021 Present
  • 04/1997 → Present
    Waddell & Reed, Inc.
    Boulder, CO
  • 04/1997 → Present
    Various Insurance Carriers For W&R Insurance Agencies, Inc.
    Arvada, CO
  • 01/2007 → Present
    Valenzuela Consulting, Inc.
    Boulder, CO
  • 07/2021 → Present
    Lpl Financial Llc
    Boulder, CO
Previous Registrations
  • 1999-01-01 → 2021-07-21
    Waddell & Reed
    Las Vegas, NV
    Denver, CO
    Boulder , CO
    Boulder, CO
    Boulder, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-02
  • S63 Uniform Securities Agent State Law Examination
    2006-06-02
Designations
Other Names
  • Dan Valenzuela

View on SEC IAPD

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ANDY DON MCCLAFLIN
AMBER KELLY ANDERSON
STEPHANIE C. MCELHENY
ERICA ROSARIO FULTON
PERRY JON VASQUEZ

Other Offices

ASPEN WEALTH STRATEGIES, LLC · ARVADA, CO
LPL FINANCIAL LLC · ARVADA, CO
VASCORP WEALTH ADVISORS · ARVADA, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Arvada, CO
COMMONWEALTH FINANCIAL NETWORK · Arvada, CO
CWM, LLC · Arvada, CO
OSAIC WEALTH, INC. · ARVADA, CO
EDWARD JONES · ARVADA, CO

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