Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wheat Ridge | CO | 01/2014 | 11/2016 |
| Wells Fargo Bank, Na | Wheat Ridge | CO | 02/2008 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Wheat Ridge | CO | 11/2016 | 05/2024 |
| Lpl Financial, Llc | Wheat Ridge | CO | 05/2024 | Present |
1) 05/2024 - Notary / Inv. Related / WHEAT RIDGE, CO / Start date 07/17/2015 2) 05/2024 - BMO Investment Services / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 05/2024 - BMO Harris Bank / Financial Institution Duty / Senior Premier Relationship Manager / Inv. Related / Arvada, CO / Start date/ 04/29/2024 - 160 Hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-11 |
Reach out to this advisor