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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-02-21 |
| TX | RA | APPROVED | 2018-02-16 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
115 West Century Road Suite 145, Paramus, NJ 07652 • United States
Kinnelon, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Paramus | CT | 04/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Paramus | CT | 11/2016 | 02/2018 |
| Raymond James Financial Services, Inc. | Rochelle Park | NJ | 02/2018 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Paramus | NJ | 02/2018 | Present |
| Steward Partners Investment Solutions, Llc | Paramus | NJ | 05/2022 | Present |
| Steward Partners Global Advisory Llc | Paramus | NJ | 02/2018 | Present |
1) Name of Business : Raffer Investment Group Address: Paramus, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 02/16/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor 2) Name of Business activity: Book (Financial Planning for Windows); Nature of business Activity: Published a book; Paramus, NJ; Position/Title: Author; Start date: 09/13/2023; 0HRS/MO, 0Hrs/MO during trading hours, not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-28 |
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