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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-30
TX RA APPROVED_RES 2012-01-04
GA RA APPROVED 2003-04-04
  • FL RA
    APPROVED
    Since 2018-01-30
  • TX RA
    APPROVED_RES
    Since 2012-01-04
  • GA RA
    APPROVED
    Since 2003-04-04

Branch Locations

3621 Vinings Slope Se Ste 4440, Atlanta, GA 30339 • United States

Treasure Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Atlanta GA 04/1984 Present
Other Businesses

1)SMUGGLER'S COVE COMDOMINIUM ASSOCIATION, TREASURE ISLAND, FL - PRESIDENT; 1 HR PER WK DEVOTED TO BSNS, ZERO HRS DEVOTED DURING BSNS HRS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-01
S63 Uniform Securities Agent State Law Examination 1980-07-10
  • S65 Uniform Investment Adviser Law Examination
    1993-11-01
  • S63 Uniform Securities Agent State Law Examination
    1980-07-10

View on SEC IAPD

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